Soft Dollar Standards

By Jim on 1/18/2010 10:48:00 PM

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Picked up Ethics again tonight, mostly just briefly reviewed the highlights of the Level 1 material and decided to quiz myself using QBank to see how much I retained. I actually did pretty well. Major issues were around the newer material on Level 2 such as the soft dollar standards. Speaking of which found some good material on the CFA Institute page at the link below:



There's a link for the Research Objectivity Standards as well as the Standard of Professional Conduct which is must reading for Ethics.

Here are some notes I took for the Reading
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